Pastore LLC successfully persuaded the SEC not to bring charges against a former senior executive of a publicly traded national retail chain. Pastore represented the client throughout the SEC’s fact-finding inquiry into possible securities violation by the retail company. Pastore attorneys Paul May and Tyler Rutherford defended the SEC OTR in New York. At the conclusion of the inquiry, the SEC indicated that they would not be recommending an enforcement action against the client.
Pastore has attorneys formerly affiliated with firms such as Kelley Drye & Warren LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Skadden, Arps, Slate, Meagher & Flom LLP, and Mayer Brown, as well as the SEC and NYSE, and has a thriving securities industry practice.