Pastore attorneys successfully represented the former CEO of a broker dealer in a regulatory dispute with FINRA. When Pastore was retained, FINRA was seeking a multi-month suspension, thousands of dollars in fines, and was days away from serving a complaint. In the space of a few months, Pastore convinced FINRA to close the case without levying a dollar in fines or a single day of suspension.
Tags: Commercial Litigation, Firm Victory, Jack Hewitt, Joseph Pastore, Securities Regulatory, Security
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