Pastore & Dailey has been retained, in connection with an SEC investigation by one of the largest private equity firms in the world, that allows investments by retail investors. Pastore & Dailey attorneys have served as Chief Compliance Officer at multi-billion-dollar investment advisers and two of the largest banks in the world. Thus, the firm is uniquely positioned to handle this and similar matters. Pastore & Dailey attorneys have also served as General Counsel and in-house counsel of some of the largest Wall Street firms and have served as regulators at the Securities Exchange Commission (SEC), New York Stock Exchange (NYSE) and the Financial Industry Regulatory Authority (FINRA).

Tags: Commercial Litigation, Securities