One of the leading international insurance companies in the world and one of the oldest broker-dealers in the United States have both recently tapped Pastore & Dailey as regulatory counsel in connection with SEC and FINRA examinations and advisory issues. In addition, Pastore & Dailey is currently working with one of the nation’s preeminent RIAs to lead its response to an SEC inquiry.
Tags: Joseph Pastore, Security
More News
9
January2023
Pastore Alum Susan Bysiewicz Sworn in for Second Term as Connecticut LT. Governor
20
December2022
Pastore Overcomes Summary Judgment Motion in Multi-Million Dollar Greenwich Hedge Fund Dispute
2
December2022