One of the leading international insurance companies in the world and one of the oldest broker-dealers in the United States have both recently tapped Pastore & Dailey as regulatory counsel in connection with SEC and FINRA examinations and advisory issues. In addition, Pastore & Dailey is currently working with one of the nation’s preeminent RIAs to lead its response to an SEC inquiry.
Tags: Joseph Pastore, Security
Pastore LLC Welcomes Summer Class
A Track Record of Success: Pastore LLC has Successfully Argued Financial Services Appeals Before Second Circuit, Third Circuit and Eighth Circuit